What do the new AML rules really mean for RIAs—and how can tech help? In this latest episode of AML Uncovered, we're joined by Matt Arnould, Chief Administrative and Legal Officer at Dynamo Software, to unpack how firms should be thinking about compliance, the role of AI in onboarding and KYC, and what’s coming next for private markets.
Topics covered include:
[00:20] Matt shares his professional journey from software development to Big Law to leading legal and administrative efforts at Dynamo. He explains how Dynamo serves the alternative investments space and highlights the firm’s partnership with Passthrough.
[03:46] Matt and Mark dive into the recently finalized AML requirements for RIAs and ERAs. They discuss the practical implications of these rules, the urgency for firms to take action, and how compliance expectations are shifting from basic documentation to robust, risk-based programs.
[16:55] The conversation turns to how technology platforms can support fund managers as they adapt to new regulatory burdens—especially in areas like KYC, beneficial ownership screening, and audit trails.
[17:51] Matt outlines how AI is reshaping private markets, from automating unstructured data analysis to transforming KYC and compliance workflows. He emphasizes the importance of human oversight while making the case for AI as a competitive necessity—not a luxury.
[33:46] Matt offers a forward-looking perspective on the convergence of regulatory pressure and tech innovation—and why firms that adapt now will be better positioned in the years to come.
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